New Duodenoscope Surveillance Sampling & Culturing protocols released

April 20, 2018

The Food and Drug Administration (FDA), Centers for Disease Control and Prevention (CDC) and American Society for Microbiology (ASM), along with other endoscope culturing experts, recently released a voluntary, standardized duodenoscope surveillance sampling and culturing protocol. This protocol was developed by the FDA/CDC/ASM Working Group on Duodenoscope Culturing, and the title of the guidance document is Duodenoscope Surveillance Sampling and Culturing Reducing the Risks of Infection. The guidance was developed to provide protocols for surveillance sampling and culturing of reprocessed duodenoscopes, and will serve as a quality control measure to demonstrate the effectiveness of reprocessing.

This protocol was developed to detect organisms of concern, some of which have been associated with infectious outbreaks. It is important to note that these protocols are not intended to be used during a suspected outbreak linked to inadequately reprocessed endoscopes; guidance on sampling during outbreaks is not included in this document. The results from this protocol also cannot be used to certify that an endoscope is sterile.

Early detection

While current U.S. guidelines for endoscope reprocessing and infection control do not recommend endoscope surveillance sampling and culturing, some U.S. healthcare facilities have successfully implemented routine or periodic surveillance sampling and culturing of reprocessed duodenoscopes to provide an early notice of potential problems.

Microbiological sampling and culturing of duodenoscopes requires taking samples of duodenoscope channels and the distal end, and then culturing those samples to detect bacteria contamination on or within the duodenoscope after reprocessing.

This document provides definitions and is divided into three sections.

  • Section 1 provides an overview and introduction to the sampling and culturing protocols.
  • Section 2 outlines the materials and methods for duodenoscope sampling, to be conducted by appropriate personnel who are familiar with handling duodenoscopes.
  • Section 3 outlines four different techniques for culturing samples from duodenoscopes, to be conducted by appropriate microbiology laboratory staff, and includes suggested initial limits for microbiological cutoffs based on expert opinion.

The document also includes two appendixes.

  • Appendix 1 includes suggested volumes for endoscope channels of various sizes.
  • Appendix 2 includes images of duodenoscope sampling to demonstrate duodenoscope design features and sampling equipment.

Guidance is also provided on how to interpret the culture results for high concern organisms and low- to moderate-concern organisms. It provides suggested responses for a healthcare facility to follow from the culture results (classifying the results into four categories: action, alert, modified action and no action). Suggested responses are provided. For example, if a high-concern organism is detected from a reprocessed endoscope, it necessitates that the endoscope be removed from use.

Further, the guidance recommends that healthcare facilities have a plan to include a risk/safety management response, including potential patient notification and follow up when high-concern organisms are cultured from reprocessed endoscopes.

The document is available online (free of charge) at: https://www.fda.gov/downloads/MedicalDevices/ProductsandMedicalProcedures/ReprocessingofReusableMedicalDevices/UCM597949.pdf.

About the Author

Susan Klacik

Susan Klacik is a Clinical Educator for The International Association of Healthcare Central Service Materiel Management (IAHCSMM).  She is the IAHCSMM voting member for the Association of the Advancement of Medical Instrumentation (AAMI), a role she has held since 1997. A member of the Association of perioperative Registered Nurses (AORN) Guidance Advisory Board. Klacik has authored numerous articles and served as a contributing author to the IAHCSMM textbooks.  She is the author of the IAHCSMM magazine’s column “Inside Washington” and the OR Manager column “Sterilization and Infection Prevention”.  She has spoken domestically and internationally on sterile processing related subject matters as well as webinar presentations.  

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